Legal, Compliance & Regulatory

RQC Group (London)

Specialist compliance consultancy founded London 2007; integrated FCA and SEC regulatory support.

A specialist financial-compliance consultancy founded in London in 2007 by Robert Quinn, providing integrated UK (FCA) and US (SEC, CFTC/NFA) regulatory support to investment managers. Services span compliance consulting, FCA authorisation and SEC/NFA registration, ongoing monitoring through its RegteQ platform, health checks and mock audits, and CPD-certified compliance e-learning. Through Robert Quinn Advisory LLP (FCA-authorised; platform launched 2011) it also runs a regulatory hosting and Appointed Representative platform in London. Since 2020 RQC Group has been majority-owned by Capricorn Fund Managers, acting as its regulatory and compliance arm.

Some fields in this record are not yet source-confirmed.

Jurisdiction
London
Service line
Legal, Compliance & Regulatory
Head office
London, UK
Founded
2007
Size
Mid (50-250 staff)
Services
FCA authorisation, variation of permission, change in control & regulatory filings, Compliance policy & procedure design, gap analysis & monitoring, Marketing & financial-promotions review, Compliance e-learning, training & RegteQ, RQA advisory hosting / Appointed Representative platform (investment advice, arranging & marketing to professional clients), Faster route to market than direct FCA authorisation, with RQC compliance support & board-level oversight
Jurisdictions served
United Kingdom, United States, Global
Client types
Hedge funds, Private equity & venture capital, Wealth & asset managers, Fund of funds, Investment advisers
Also listed in
New York
Visit website

Opens the firm’s own site in a new tab.

More legal, compliance & regulatory in London

Macfarlanes
London Silver Circle firm founded 1875; market-recognised private funds and private equity practice.
Maples Group
Cayman-headquartered legal and financial services, in London ~25 years; Cayman, BVI and Irish law.
Travers Smith
London firm with a private-funds and private-equity practice; formation and transactional work.
Simmons & Simmons
International firm headquartered in London; asset management and funds for hedge and private funds.
Clifford Chance
Magic Circle firm headquartered in London; global funds and asset-management practice.
Kirkland & Ellis
One of the largest London private-funds and private-equity practices; fund formation for sponsors.
All legal, compliance & regulatory in London
Back to the directoryAmend this listing

Receive The Alternative Investor each month, with news and features from across private capital.

Subscribe