Legal, Compliance & Regulatory

Katten Muchin Rosenman

Verified 11 September 2026

Full-service firm whose Financial Markets and Funds practice spans broker-dealer regulation, derivatives, proprietary trading and regulated funds.

Full-service law firm with nearly 650 attorneys whose Financial Markets and Funds practice covers broker-dealer regulation, derivatives and futures, proprietary trading firms, quantitative and algorithmic trading, regulated funds, and private equity fund formation and regulatory compliance.

Every field below was confirmed against a public source on 11 September 2026. Verification is a check on the data, not an endorsement of the firm.

Jurisdiction
New York
Service line
Legal, Compliance & Regulatory
Services
Broker-Dealer Regulation, Financial Markets Litigation and Enforcement, Futures and Derivatives, Investment Management and Trading, Proprietary Trading Firms, Quantitative and Algorithmic Trading, Regulated Funds
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